GlassBridge LLC

Compliance Consulting for Independent Advisors

Operational & Compliance SOPs, Onboarding, and Training Docs

We help small RIAs and independent advisors stand up audit‑ready onboarding and training documentation. We do not provide personalized investment advice or take custody of client funds.

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Compliance SOP Pack

Intake → draft SOP set → 1 revision round. Includes checklists for client onboarding, training, and recordkeeping.

Onboarding Audit

2–3 hour review of current processes with a punch‑list you can implement immediately.

Training Framework

Role‑based training docs and cadence templates for new reps and support staff.

About GlassBridge LLC

We provide compliance consulting and operational support services for independent advisors and small financial firms. Our services are strictly consulting and documentation support.

Contact

Email: bglass@glassbridgellc.com
Mailing: GlassBridge LLC, 1905 Sherman St, Ste 200 #2266, Denver, CO 80203